APPLICATIONS AND FORMS
STATEMENT FILINGS AND PREMIUM TAX FORMS
SURPLUS LINES SPECIFIC INFORMATION
REGULATORY ACTIONS AND APPEALS
Financial Affairs Section - Mark Jaquish - Director - (615) 741-1633 This section regulates the financial and operational condition of life, property and casualty, title, faternal, surplus lines companies, health maintenance organizations, governmental entity pools, self insurance groups, risk retention groups, risk purhcasing groups, third-party administrators, charitable gift annuities, professional employer organizations, preferred provider organizations, prescription drug discount plan operators, licensed or registered in Tennessee. This section is also responsible for the collection of premium taxes.
Insurance Examination Section - Joy Little - Director - (615) 741-6796 The section performs examinations of life, property and casualty and title companies, as
well as health maintenance organizations, governmental entity pools, self
insured groups, and risk retention groups domiciled in Tennessee. The duties
and responsibilities of this section encompass examining company records
including but not limited to the financial statements, bylaws, charter,
contracts, agreements, conflict of interest, investment activities, dividends
and distributions, market conduct activities, and producing an examination
report that addresses the company's compliance with state laws, rules and
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