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Tennesseans 16+: Now Eligible for a COVID-19 Vaccine
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  • Investing: What’s New? What’s Not?

    Facebook Live: Friday, April 23 at 1pm ET

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  • Industry Professionals

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  • Securities Update

    Regarding COVID-19

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  • Investors

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  • News and Information

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  • COVID-19/Economic Impact Payment Scams

    Agencies Warn Consumers To Learn Red Flags

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  • Can you spot affinity fraud?

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    Securities

    In this country, regulation of the securities industry is a shared effort among federal, state, and self-regulatory agencies. The Tennessee Securities Division is responsible for enforcing the Tennessee Securities Act of 1980 and protecting the investors of Tennessee by maintaining the integrity of the securities market. We accomplish this function through the regulation of the securities industry and capital markets of Tennessee. The Division also advocates investor education in the prevention of fraud. Through investor education, citizens can avoid bogus securities scams and keep Tennessee's capital markets viable.